View the entire Frequently Asked Questions (FAQs)
What components of client data does the brokerage firm has access to?
QuietGrowth takes reasonable care not to share with the brokerage firm any client data that is not necessary for them to perform their tasks.
The brokerage firm has access to your trading data and cash account data. They also have access to your profile details necessary for Know Your Client (KYC) and Anti Money Laundering (AML) compliance requirements, and for brokerage account opening and account maintenance requirements.
The brokerage firm also has access to the latest 'Statement of Advice and MDA Contract' that you would have signed at the time of creating your brokerage account. The brokerage firm requires this document. Apart from this, the brokerage firm does not have access to the financial advice that QuietGrowth provides to you.